In the US, an individual or firm who directly or indirectly advises others about buying or selling.

A mutual fund which invests solely in common stocks of.

The department in the London Stock Exchange which is responsible for the Regulatory News Service.

A business person who specialises in turning round companies in deep trouble.

See 'occupational pension.

A financial services sales rep, authorised to give financial advice on life assurance, pensions.

The balance required to be kept on deposit at a bank by a borrower when taking out a loan. Should.

Literally, the act of complying with rules and regulations.

The average rate at which a particular financial parameter compounds up over a period of.

The process by which interest earned on an investment is added back to the amount invested, so.

A with profits life assurance bonus, normally added annually to the policy, which is based on the.

A term used to describe an insurance policy in which a wide range of risks are.

Liquidation of a company brought about by a court order, usually as the result of a petition by an.

(CAES)An NASD inter-dealer automated execution system for listed 19c-3 securities. CAES is the NASD link.

An options strategy involving four strike prices that has both limited risk and limited profit.

(CBI) An independent non-profit making, non party political organisation which represents the interests.

This is where a bank other than the issuing bank also guarantees payment under the letter of credit. It normally is used if a seller finds the issuing bank an unacceptable risk and asks his or her own bank or another acceptable bank to guarantee (confirm) ...

A company which owns a number of other companies with widely diversified.

Aggregated forecasts drawn from a number of different brokers about the likely future earnings of.